For my client, one of the world’s leading asset managers, I’m searching for a Director Regulatory Compliance Continental Europe a.i. As a Director Regulatory Compliance a.i. you will be a sparring partner and adviser to senior Corporate and Fund management teams in Europe on all Compliance related matters. Further the role will initially include at least the following:
- Be a senior member of the Regulatory Compliance function for my client, consisting of two additional dedicated colleagues based in The Netherlands, two in Luxembourg, and three in the UK; with support from members of the EMEA Legal and Risk teams;
- Design, implement, and monitor compliance with, Company policies (including but not limited to Red Book, AML, CFT, Marketing, Code of Business Conduct, Anti- Corruption)
- Review investment and Fund or program structuring proposals for compliance with AIFMD and/or MiFID and other regulations and company policies prior to submission to European Investment Committee and other management bodies;
- Monitor and educate the Business on developments in the regulatory compliance area;
- Report to the Senior Director Risk and Compliance EMEA
- Work closely with the EMEA Legal, Finance and Operational Risk teams;
Your profile:
- University Masters degree or equivalent. Legal qualification preferred
- At least 8 years professional working experience in the regulatory compliance area most of it gained within a leading institution in the financial services industry;
- Experience gained in an AIFMD and MIFID II regulated real estate (or other asset class) investment management environment;
- Experience in leading business projects with regard to Compliance topics, such as KYC/CDD and implementing Compliance risk controls-frameworks;
- Experience dealing autonomously with regulators such as AFM (Netherlands) and CSSF;
- Highly professional, confident, pro-active and open-minded
- Fluent in English, Dutch preferred
- Experience in managing a team, implementing of new regulations and monitoring of compliance
- Self-reliant, a team player, also able to work autonomously
- Eager to take on responsibilities and new challenges; ability to interact efficiently with Business and with other functions.
Interested?
Are you interested in joining our client? We look forward to receiving your resume and motivation letter. For more information about the role, you can contact Patricia Koekenbier @ patricia@himanagement.nl or 0630400141
